Form 4 for RAND RAND CAPITAL CORP
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-10 · accession 0001493152-21-028824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-15 | 2021-11-10+ | RAND | Gusky Adam Samuel | Dir | P - Purchase | $15.85 | +702 | 5,849 | +14% | +$11.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-10 | P | A | 121 | $15.75 | 5,542 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 2 | Common | Common Stock | 2021-11-10 | P | A | 3 | $15.66 | 5,545 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 3 | Common | Common Stock | 2021-11-10 | P | A | 200 | $15.91 | 5,745 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 4 | Common | Common Stock | 2021-11-10 | P | A | 100 | $15.94 | 5,845 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 5 | Common | Common Stock | 2021-11-12 | P | A | 113 | $15.80 | 6,123 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 6 | Common | Common Stock | 2021-11-11 | P | A | 85 | $15.70 | 5,934 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 7 | Common | Common Stock | 2021-11-12 | P | A | 75 | $16.00 | 6,009 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 8 | Common | Common Stock | 2021-11-12 | P | A | 1 | $15.79 | 6,010 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 9 | Common | Common Stock | 2021-11-11 | P | A | 4 | $15.80 | 5,849 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |