Form 4 for NVNO enVVeno Medical Corp
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001493152-21-029234 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | NVNO | Shrivastava Sanjay | Dir | M - OptEx | — | +388 | 2,888 | +16% | — |
| D | 2021-11-18 | 2021-11-16 | NVNO | Shrivastava Sanjay | Dir | M - OptEx | $0.00 | -388 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 388 | — | 2,888 | D | — | — | (F2) The RSUs were issued to the Reporting person on November 27, 2018, in connection with joining the Issuer's board of directors pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan (as amended, the "Plan"), subject to vesting and settlement as described in the person's Form 4, as filed on November 6, 2019. The vesting and settlement of 388 RSUs occurred on November 16, 2021. |
| 2 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 388 | $0.00 | 0 | D | — · — to — | 388 Common Stock | (F1) Each restricted stock unit ("RSU") converts into one share of common stock of enVVeno Medical Corporation. (F2) The RSUs were issued to the Reporting person on November 27, 2018, in connection with joining the Issuer's board of directors pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan (as amended, the "Plan"), subject to vesting and settlement as described in the person's Form 4, as filed on November 6, 2019. The vesting and settlement of 388 RSUs occurred on November 16, 2021. |