Form 4 for PAAI Paradium.AI, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-08-16 · accession 0001493152-21-029680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-23 | 2021-11-22 | PAAI | Levinsohn Ross | CEO, Dir | A - Grant | $0.59 | +25.0K | 1.27M | +2% | +$14.8K |
| D | 2021-11-23 | 2021-08-16 | PAAI | Levinsohn Ross | CEO, Dir | A - Grant | $1,000.00 | -200 | 200 | -50% | -$200.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | A | A | 25,000 | $0.59 | 1,270,434 | D | — | — | |
| 2 | Derivative | Series H Convertible Preferred Stock | 2021-08-16 | A | D | 200 | $1,000.00 | 200 | D | $0.33 · 2018-08-09 to — | 606,200 Common Stock | (F3) Mr. Levinsohn invested $200,000 into the Heckman Maven Investment Fund, L.P. (the "Fund", an owner of shares of the Series H Preferred Stock), which investment resulted in Mr. Levinsohn beneficially owning 200 shares of Series H Preferred Stock. The Fund transferred to Mr. Levinsohn 200 shares of Series H Preferred Stock, which shares are now directly owned by Mr. Levinsohn. (F2) The Series H Convertible Preferred Stock does not expire. |