Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001493152-21-030794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-08 | 2021-12-06 | SNFCA | Hunter Robert Gail | Dir | M - OptEx | $8.82 | +9,121 | 31.5K | +41% | +$80.4K |
| DM | 2021-12-08 | 2011-12-02+ | SNFCA | Hunter Robert Gail | Dir | M - OptEx | $0.76 | -10.0K | 0 | -100% | -$7,615 |
| DM | 2021-12-08 | 2012-04-13+ | SNFCA | Hunter Robert Gail | Dir | A - Grant | $3.91 | +64.7K | 3,766 | New | +$253.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-06 | M | A | 9,121 | $8.82 | 31,547 | D | — | — | |
| 2 | Derivative | Director Stock Option (right to buy) | 2011-12-02 | M | D | 8,348 | $0.76 | 0 | D | $0.76 · 2012-03-02 to 2021-12-02 | 8,348 Class A Common Stock | (F1) This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 3 | Derivative | Director Stock Option (right to buy) | 2011-12-07 | M | D | 1,672 | $0.76 | 0 | D | $0.76 · 2012-03-07 to 2021-12-07 | 1,672 Class A Common Stock | (F2) This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 4 | Derivative | Director Stock Option (right to buy) | 2012-04-13 | A | A | 7,952 | $0.98 | 7,952 | D | $0.98 · 2012-07-13 to 2022-04-13 | 7,952 Class A Common Stock | (F3) This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Director Stock Option (right to buy) | 2012-12-07 | A | A | 1,591 | $4.69 | 1,591 | D | $4.69 · 2013-03-07 to 2022-12-07 | 1,591 Class A Common Stock | (F4) This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Director Stock Option (right to buy) | 2013-12-06 | A | A | 7,331 | $3.22 | 7,331 | D | $3.22 · 2014-03-06 to 2023-12-06 | 7,331 Class A Common Stock | (F5) This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 7 | Derivative | Director Stock Option (right to buy) | 2013-12-07 | A | A | 1,515 | $3.22 | 1,515 | D | $3.22 · 2014-03-07 to 2023-12-07 | 1,515 Class A Common Stock | (F6) This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Director Stock Option (right to buy) | 2014-12-05 | A | A | 7,212 | $3.52 | 7,212 | D | $3.52 · 2015-03-05 to 2024-12-05 | 7,212 Class A Common Stock | (F7) This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 9 | Derivative | Director Stock Option (right to buy) | 2014-12-07 | A | A | 1,444 | $3.52 | 1,444 | D | $3.52 · 2015-03-07 to 2024-12-07 | 1,444 Class A Common Stock | (F8) This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 10 | Derivative | Director Stock Option (right to buy) | 2015-12-04 | A | A | 6,868 | $4.94 | 6,868 | D | $4.94 · 2016-03-04 to 2025-12-04 | 6,868 Class A Common Stock | (F9) This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 11 | Derivative | Director Stock Option (right to buy) | 2015-12-07 | A | A | 1,374 | $4.94 | 1,374 | D | $4.94 · 2016-03-07 to 2025-12-07 | 1,374 Class A Common Stock | (F10) This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 12 | Derivative | Director Stock Option (right to buy) | 2016-12-02 | A | A | 6,542 | $5.45 | 6,542 | D | $5.45 · 2017-03-02 to 2026-12-02 | 6,542 Class A Common Stock | (F11) This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 13 | Derivative | Director Stock Option (right to buy) | 2016-12-07 | A | A | 1,308 | $5.45 | 1,308 | D | $5.45 · 2017-03-07 to 2026-12-07 | 1,308 Class A Common Stock | (F12) This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 14 | Derivative | Director Stock Option (right to buy) | 2017-12-01 | A | A | 1,246 | $4.11 | 1,246 | D | $4.11 · 2018-03-01 to 2027-12-01 | 1,246 Class A Common Stock | (F13) This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 15 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 5,935 | $4.74 | 5,935 | D | $4.74 · 2019-02-28 to 2028-11-30 | 5,935 Class A Common Stock | (F14) This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 1, 2019 and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 16 | Derivative | Director Stock Option (right to buy) | 2018-11-30 | A | A | 1,188 | $4.74 | 1,188 | D | $4.74 · 2019-02-28 to 2028-11-30 | 1,188 Class A Common Stock | (F15) This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 17 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 5,650 | $4.93 | 5,650 | D | $4.93 · 2020-03-06 to 2029-12-26 | 5,650 Class A Common Stock | (F16) This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 18 | Derivative | Director Stock Option (right to buy) | 2019-12-06 | A | A | 1,130 | $4.93 | 1,130 | D | $4.93 · 2020-03-06 to 2029-12-26 | 1,130 Class A Common Stock | (F17) This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 19 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 2,691 | $3.58 | 2,691 | D | $3.58 · 2020-06-27 to 2030-03-27 | 2,691 Class A Common Stock | (F18) This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 20 | Derivative | Director Stock Option (right to buy) | 2020-03-27 | A | A | 3,766 | $3.58 | 3,766 | D | $3.58 · 2020-06-27 to 2030-03-27 | 3,766 Class A Common Stock | (F19) This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |