Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001493152-21-031286 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-13 | 2021-12-09+ | ASTI | TubeSolar AG | 10% | S - Sale | $0.01 | -6.33M | 899.44M | -0.7% | -$63.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 5,915,201 | $0.01 | 899,853,241 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $0.0045 to $0.0052 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-12-10 | S | D | 411,800 | $0.01 | 899,441,411 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $0.0048 to $0.0052 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |