Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001493152-21-031288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-13 | 2021-12-09 | ASTI | Fortsch Bernd | 10% | C - Cnv Deriv | $0.00 | +2.73B | 14.73B | +23% | $0 |
| D | 2021-12-13 | 2021-12-09 | ASTI | Fortsch Bernd | 10% | C - Cnv Deriv | $0.00 | -2.73B | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | C | A | 2,725,205,300 | $0.00 | 14,725,205,300 | D | — | — | (F1) This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC. |
| 2 | Derivative | Convertible Promissory Note | 2021-12-09 | C | D | 2,725,205,300 | $0.00 | 0 | D | $0.00 · 2020-06-09 to — | 2,725,205,300 Common Stock, par value $0.0001 per share | (F2) Represents $272,520.53 of outstanding principal and interest calculated through December 9, 2021, on which date such amount converted into shares of Common Stock at a conversion price per share of $0.0001. |