Form 4 for NXPL NextPlat Corp
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001493152-21-032022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-16 | NXPL | CARLISE THERESA | CAO | A - Grant | $0.00 | +15.0K | 27.4K | +121% | $0 |
| D | 2021-12-20 | 2021-12-16 | NXPL | CARLISE THERESA | CAO | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 | 2021-12-16 | A | A | 15,000 | $0.00 | 27,437 | D | — | — | (F1) Represents a restricted stock award effective 12/16/2021, the date Company's stockholders approved the Company's 2021 Incentive Award Plan. The award was granted pursuant to the Company's 2021 Incentive Award Plan. |
| 2 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-16 | A | A | 15,000 | $0.00 | 15,000 | D | $3.81 · — to 2031-12-16 | 15,000 Common Stock | (F2) The grant of these options was effective 12/16/2021 (the "Grant Date"), the date Company's stockholders approved the Company's 2021 Incentive Award Plan. The award was granted pursuant to the Company's 2021 Incentive Award Plan. One half of the award will be fully vested on Grant Date and the remaining half will vest on the one year anniversary of the Grant Date. |