InsiderTrades

Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP

Accepted 2021-12-30 00:00:00 ET · period of report 2021-12-29 · accession 0001493152-21-032916 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-12-30 2021-12-29 SNFCA Quist Adam George VP, GC, Dir M - OptEx $9.18 -1,484 6,633 -18% -$13.6K
DM 2021-12-30 2016-12-02+ SNFCA Quist Adam George VP, GC, Dir A - Grant $4.34 +132.7K 37.7K New +$575.8K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-12-29 M D 1,484 $9.18 6,633 D — — (F1) Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.
2 Derivative Employee Stock Option (right to buy) 2017-12-01 A A 18,689 $4.01 18,689 D $4.01 · 2018-03-01 to 2027-12-01 18,689 Class A Common Stock (F3) This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
3 Derivative Employee Stock Option (right to buy) 2018-11-30 A A 23,731 $4.62 23,731 D $4.62 · 2019-02-28 to 2028-11-30 23,731 Class A Common Stock (F4) This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
4 Derivative Employee Stock Option (right to buy) 2019-12-06 A A 39,552 $4.81 39,552 D $4.81 · 2020-03-06 to 2029-12-06 39,552 Class A Common Stock (F5) This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 5% stock dividend paid on July 16, 2021.
5 Derivative Employee Stock Option (right to buy) 2016-12-02 A A 13,082 $5.31 13,082 D $5.31 · 2017-03-02 to 2026-12-02 13,082 Class A Common Stock (F2) This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
6 Derivative Employee Stock Option (right to buy) 2020-03-27 A A 37,669 $3.49 37,669 D $3.49 · 2020-06-27 to 2030-03-27 37,669 Class A Common Stock (F6) This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.