Form 4 for INSE Inspired Entertainment, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001493152-22-000366 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | INSE | Baker Stewart Frank Bradley | EVP, CFO | M - OptEx | $0.00 | +64.1K | 104.1K | +160% | $0 |
| D | 2022-01-04 | 2021-12-31 | INSE | Baker Stewart Frank Bradley | EVP, CFO | F - Tax | $12.96 | -30.1K | 73.9K | -29% | -$390.4K |
| DM | 2022-01-04 | 2021-12-31 | INSE | Baker Stewart Frank Bradley | EVP, CFO | M - OptEx | $0.00 | -64.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 64,096 | $0.00 | 104,061 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 30,126 | $12.96 | 73,935 | D | — | — | |
| 3 | Derivative | Performance Restricted Stock Units | 2021-12-31 | M | D | 20,157 | $0.00 | 0 | D | — · — to — | 20,157 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F4) These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 20,157 units, representing approximately 87% of the reporting person's target award. |
| 4 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 7,743 | $0.00 | 15,487 | D | — · — to — | 7,743 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F6) These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023. |
| 5 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 12,069 | $0.00 | 24,139 | D | — · — to — | 12,069 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F5) These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022. |
| 6 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 24,127 | $0.00 | 0 | D | — · — to — | 24,127 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F3) These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021. |