Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-12 · accession 0001493152-22-001260 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-01-14 | 2022-01-12+ | ASTI | TubeSolar AG | 10% | S - Sale | $0.01 | -1.33M | 806.17M | -0.2% | -$13.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-12 | S | D | 491,000 | $0.01 | 807,009,000 | D | — | — | (F1) This transaction was executed in multiple trades at $0.005 price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-01-13 | S | D | 841,098 | $0.01 | 806,167,902 | D | — | — | (F2) This transaction was executed in multiple trades at $0.005 price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. |