Form 4 for CNTN Canton Strategic Holdings, Inc.
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-14 · accession 0001493152-22-001674 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-20 | 2022-01-14 | CNTN | MILBY RANDY | CEO, Dir | C - Cnv Deriv | $3.20 | +384.3K | 1.86M | +26% | +$1.23M |
| DM | 2022-01-20 | 2022-01-14 | CNTN | MILBY RANDY | CEO, Dir | C - Cnv Deriv | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-14 | C | A | 16,637 | $3.20 | 2,157,050 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-14 | C | A | 182,450 | $3.20 | 2,140,413 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-14 | C | A | 11,656 | $3.20 | 1,957,963 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-14 | C | A | 10,018 | $3.20 | 1,946,307 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-14 | C | A | 16,757 | $3.20 | 1,936,289 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-14 | C | A | 13,441 | $3.20 | 1,919,532 | D | — | — | |
| 7 | Common | Common Stock | 2022-01-14 | C | A | 13,472 | $3.20 | 1,906,091 | D | — | — | |
| 8 | Common | Common Stock | 2022-01-14 | C | A | 13,510 | $3.20 | 1,892,619 | D | — | — | |
| 9 | Common | Common Stock | 2022-01-14 | C | A | 18,634 | $3.20 | 1,879,109 | D | — | — | |
| 10 | Common | Common Stock | 2022-01-14 | C | A | 10,184 | $3.20 | 1,841,838 | D | — | — | |
| 11 | Common | Common Stock | 2022-01-14 | C | A | 678 | $3.20 | 1,831,654 | D | — | — | |
| 12 | Common | Common Stock | 2022-01-14 | C | A | 30,772 | $3.20 | 1,830,976 | D | — | — | |
| 13 | Common | Common Stock | 2022-01-14 | C | A | 27,479 | $3.20 | 1,800,204 | D | — | — | |
| 14 | Common | Common Stock | 2022-01-14 | C | A | 18,637 | $3.20 | 1,860,475 | D | — | — | |
| 15 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 16,757 Common stock | (F10) On August 3, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) August 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 16 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 10,018 Common stock | (F11) On August 31, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) August 31, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 17 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 11,656 Common stock | (F12) On September 21, 2020, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) September 21, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 18 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 182,450 Common stock | (F13) On September 27, 2020, the Registrant issued the Reporting Person notes in the aggregate principal amount of $549,058.09. The notes mature on the earlier of (i) September 27, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 19 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 16,637 Common stock | (F14) On September 28, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) September 28, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 20 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 13,472 Common stock | (F8) On June 25, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 25, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 21 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 13,441 Common stock | (F9) On July 13, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) July 13, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 22 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 30,772 Common stock | (F2) On February 27, 2020, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) February 26, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 23 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 678 Common stock | (F3) On April 23, 2020, the Registrant issued the Reporting Person a $2,000 note which matures on the earlier of (i) April 23, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 24 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 10,184 Common stock | (F4) On April 24, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) April 24, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 25 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 18,637 Common stock | (F5) On May 8, 2020, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) May 8, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 26 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 18,634 Common stock | (F6) On May 19, 2020, the Registrant issued the Reporting Person a $55,068 note which matures on the earlier of (i) May 19, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 27 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 13,510 Common stock | (F7) On June 3, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 28 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 27,479 Common stock | (F1) On January 21, 2020, the Registrant issued the Reporting Person an $80,000 note which matures on the earlier of (i) January 20, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |