Form 4 for CNTN Canton Strategic Holdings, Inc.
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-14 · accession 0001493152-22-001677 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-20 | 2022-01-14 | CNTN | MILBY RANDY | CEO, Dir | C - Cnv Deriv | $3.20 | +260.7K | 2.24M | +13% | +$834.2K |
| DM | 2022-01-20 | 2022-01-14 | CNTN | MILBY RANDY | CEO, Dir | C - Cnv Deriv | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-14 | C | A | 23,187 | $3.20 | 2,218,790 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-14 | C | A | 17,872 | $3.20 | 2,417,724 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-14 | C | A | 15,824 | $3.20 | 2,251,142 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-14 | C | A | 23,205 | $3.20 | 2,195,197 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-14 | C | A | 406 | $3.20 | 2,195,603 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-14 | C | A | 6,587 | $3.20 | 2,257,729 | D | — | — | |
| 7 | Common | Common Stock | 2022-01-14 | C | A | 14,942 | $3.20 | 2,171,992 | D | — | — | |
| 8 | Common | Common Stock | 2022-01-14 | C | A | 16,453 | $3.20 | 2,274,182 | D | — | — | |
| 9 | Common | Common Stock | 2022-01-14 | C | A | 21,653 | $3.20 | 2,295,835 | D | — | — | |
| 10 | Common | Common Stock | 2022-01-14 | C | A | 13,111 | $3.20 | 2,308,946 | D | — | — | |
| 11 | Common | Common Stock | 2022-01-14 | C | A | 24,541 | $3.20 | 2,333,487 | D | — | — | |
| 12 | Common | Common Stock | 2022-01-14 | C | A | 19,613 | $3.20 | 2,353,100 | D | — | — | |
| 13 | Common | Common Stock | 2022-01-14 | C | A | 22,327 | $3.20 | 2,375,427 | D | — | — | |
| 14 | Common | Common Stock | 2022-01-14 | C | A | 24,425 | $3.20 | 2,399,852 | D | — | — | |
| 15 | Common | Common Stock | 2022-01-14 | C | A | 16,528 | $3.20 | 2,235,318 | D | — | — | |
| 16 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 17,872 Common stock | (F15) On March 29, 2021, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) March 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 17 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 24,425 Common stock | (F14) On March 12, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) March 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 18 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 22,327 Common stock | (F13) On March 3, 2021, the Registrant issued the Reporting Person notes in the aggregate principal amount of $68,476.50. The notes mature on the earlier of (i) March 3, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 19 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 19,613 Common stock | (F12) On February 12, 2021, the Registrant issued the Reporting Person a $60,000 note which matures on the earlier of (i) February 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 20 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 24,541 Common stock | (F11) On February 4, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) February 4, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 21 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 13,111 Common stock | (F10) On January 22, 2021, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) January 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 22 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 21,653 Common stock | (F9) On January 15, 2021, the Registrant issued the Reporting Person a $66,000 note which matures on the earlier of (i) January 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 23 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 16,453 Common stock | (F8) On December 23, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) December 23, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 24 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 6,587 Common stock | (F7) On December 16, 2020, the Registrant issued the Reporting Person a $20,000 note which matures on the earlier of (i) December 16, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 25 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 15,824 Common stock | (F6) On December 9, 2020, the Registrant issued the Reporting Person a $48,000 note which matures on the earlier of (i) December 9, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 26 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 16,528 Common stock | (F5) On November 18, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) November 18, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 27 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 23,187 Common stock | (F4) On November 2, 2020, the Registrant issued the Reporting Person a $70,000 note which matures on the earlier of (i) November 2, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 28 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 406 Common stock | (F3) On November 1, 2020, the Registrant issued the Reporting Person a $1,225.37 note which matures on the earlier of (i) November 1, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 29 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 14,942 Common stock | (F1) On October 14, 2020, the Registrant issued the Reporting Person a $45,000 note which matures on the earlier of (i) October 14, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |
| 30 | Derivative | Convertible Note | 2022-01-14 | C | D | — | $0.00 | 0 | D | $3.20 · — to — | 23,205 Common stock | (F2) On October 27, 2020, the Registrant issued the Reporting Person notes in the aggregate principal amount of $70,000. The notes mature on the earlier of (i) October 27, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. |