Form 4/A for PAAI Paradium.AI, Inc.
Accepted 2022-01-21 00:00:00 ET · period of report 2019-06-01 · accession 0001493152-22-001972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMAI | 2022-01-21 | 2020-12-31+ | PAAI | Edmondson Paul Taylor | Pres, Platform | D - Sale to Iss | $2.50 | -11.2K | 14.7K | -43% | -$28.1K |
| DMA | 2022-01-21 | 2020-12-31+ | PAAI | Edmondson Paul Taylor | Pres, Platform | D - Sale to Iss | $1.54 | -252.7K | 355.6K | -42% | -$388.2K |
| DMA | 2022-01-21 | 2019-06-01+ | PAAI | Edmondson Paul Taylor | Pres, Platform | F - Tax | $0.6867 | -390.4K | 543.6K | -42% | -$268.1K |
| DMAI | 2022-01-21 | 2019-06-01+ | PAAI | Edmondson Paul Taylor | Pres, Platform | F - Tax | $0.7057 | -5,693 | 19.6K | -23% | -$4,018 |
| DMA | 2022-01-21 | 2018-09-13+ | PAAI | Edmondson Paul Taylor | Pres, Platform | A - Grant | $0.00 | +10.75M | 3.41M | New | $0 |
| DMAI | 2022-01-21 | 2019-04-10+ | PAAI | Edmondson Paul Taylor | Pres, Platform | A - Grant | $0.00 | +388.0K | 362.7K | New | $0 |
| DA | 2022-01-21 | 2020-12-31 | PAAI | Edmondson Paul Taylor | Pres, Platform | D - Sale to Iss | $0.00 | -934.0K | 934.0K | -50% | $0 |
| DAI | 2022-01-21 | 2020-12-31 | PAAI | Edmondson Paul Taylor | Pres, Platform | D - Sale to Iss | $0.00 | -25.2K | 25.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-02-02 | D | D | 639 | $4.00 | 14,065 | I | — | — | (F21) Repurchase of 639 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 2 | Common | Common Stock | 2021-03-02 | D | D | 16,162 | $4.00 | 339,410 | D | — | — | (F22) Repurchase of 16,162 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 3 | Common | Common Stock | 2021-03-02 | D | D | 639 | $4.00 | 13,426 | I | — | — | (F23) Repurchase of 639 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 4 | Common | Common Stock | 2021-06-02 | D | D | 48,486 | $4.00 | 290,924 | D | — | — | (F24) Repurchase of 48,486 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 5 | Common | Common Stock | 2021-06-02 | D | D | 1,917 | $4.00 | 11,509 | I | — | — | (F25) Repurchase of 1,917 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 6 | Common | Common Stock | 2021-07-02 | D | D | 16.16 | $4.00 | 274,762 | D | — | — | (F26) Repurchase of 16,162 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 7 | Common | Common Stock | 2021-07-02 | D | D | 639 | $4.00 | 10,870 | I | — | — | (F27) Repurchase of 639 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 8 | Common | Common Stock | 2021-08-03 | D | D | 16.16 | $4.00 | 258,600 | D | — | — | (F28) Repurchase of 16,162 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 9 | Common | Common Stock | 2021-08-03 | D | D | 639 | $4.00 | 10,231 | I | — | — | (F29) Repurchase of 639 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 10 | Common | Common Stock | 2021-09-03 | D | D | 16.16 | $4.00 | 242,438 | D | — | — | (F30) Repurchase of 16,162 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 11 | Common | Common Stock | 2021-09-03 | D | D | 639 | $4.00 | 9,592 | I | — | — | (F31) Repurchase of 639 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 12 | Common | Common Stock | 2021-10-04 | D | D | 16.16 | $4.00 | 226,276 | D | — | — | (F32) Repurchase of 16,162 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 13 | Common | Common Stock | 2021-10-04 | D | D | 639 | $4.00 | 8,953 | I | — | — | (F33) Repurchase of 639 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 14 | Common | Common Stock | 2021-11-02 | D | D | 16.16 | $4.00 | 210,114 | D | — | — | (F34) Repurchase of 16,162 already vested RSA shares at $4.00 per share on November 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 15 | Common | Common Stock | 2021-11-02 | D | D | 639 | $4.00 | 8,314 | I | — | — | (F35) Repurchase of 639 already vested RSA shares at $4.00 per share on November 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 16 | Common | Common Stock | 2019-06-01 | F | D | 68,321 | $0.45 | 865,676 | D See footnote | — | — | (F2) Represents the closing price of the Issuer's common stock on June 1, 2019. |
| 17 | Common | Common Stock | 2019-06-01 | F | D | 853 | $0.45 | 24,390 | I See footnote | — | — | (F2) Represents the closing price of the Issuer's common stock on June 1, 2019. (F4) Holdings of Robin Edmondson, wife |
| 18 | Common | Common Stock | 2019-09-30 | F | D | 78,063 | $0.78 | 787,613 | D See footnote | — | — | (F6) Represents the closing price of the Issuer's common stock on September 30, 2019. |
| 19 | Common | Common Stock | 2019-09-30 | F | D | 1,266 | $0.78 | 23,124 | I See footnote | — | — | (F6) Represents the closing price of the Issuer's common stock on September 30, 2019. (F4) Holdings of Robin Edmondson, wife |
| 20 | Common | Common Stock | 2020-02-01 | F | D | 83,629 | $0.82 | 703,984 | D See footnote | — | — | (F9) Represents the closing price of the Issuer's common stock on February 1, 2020. |
| 21 | Common | Common Stock | 2020-02-01 | F | D | 1,281 | $0.82 | 21,843 | I See footnote | — | — | (F9) Represents the closing price of the Issuer's common stock on February 1, 2020. (F4) Holdings of Robin Edmondson, wife |
| 22 | Common | Common Stock | 2020-06-01 | F | D | 79,116 | $0.48 | 624,868 | D See footnote | — | — | (F12) Represents the closing price of the Issuer's common stock on June 1, 2020. |
| 23 | Common | Common Stock | 2020-06-01 | F | D | 990 | $0.48 | 20,853 | I See footnote | — | — | (F12) Represents the closing price of the Issuer's common stock on June 1, 2020. (F4) Holdings of Robin Edmondson, wife |
| 24 | Common | Common Stock | 2020-10-01 | F | D | 81,306 | $0.86 | 543,562 | D See footnote | — | — | (F15) Represents the closing price of the Issuer's common stock on October 1, 2020. |
| 25 | Common | Common Stock | 2020-10-01 | F | D | 1,303 | $0.86 | 19,550 | I See footnote | — | — | (F15) Represents the closing price of the Issuer's common stock on October 1, 2020. (F4) Holdings of Robin Edmondson, wife |
| 26 | Common | Common Stock | 2020-12-31 | D | D | 155,666 | $0.00 | 387,896 | D See footnote | — | — | (F17) Unvested RSA shares forfeit on 12/31/2020 (pursuant to agreement between the Issuer and shareholder). Remaining shares beneficially owned after transaction are net of both a) this disposition and also b) the earlier relinquishment of shares to company pursuant to tax withholdings applied to earlier vesting of shares |
| 27 | Common | Common Stock | 2020-12-31 | D | D | 4,207 | $0.00 | 15,343 | I See footnote | — | — | (F17) Unvested RSA shares forfeit on 12/31/2020 (pursuant to agreement between the Issuer and shareholder). Remaining shares beneficially owned after transaction are net of both a) this disposition and also b) the earlier relinquishment of shares to company pursuant to tax withholdings applied to earlier vesting of shares (F4) Holdings of Robin Edmondson, wife |
| 28 | Common | Common Stock | 2021-01-04 | D | D | 16,162 | $4.00 | 371,734 | D See footnote | — | — | (F18) Repurchase of 16,162 already vested RSA shares at $4.00 per share on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 29 | Common | Common Stock | 2021-01-04 | D | D | 639 | $4.00 | 14,704 | I See footnote | — | — | (F19) Repurchase of 639 shares on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder (F4) Holdings of Robin Edmondson, wife |
| 30 | Common | Common Stock | 2021-02-02 | D | D | 16,162 | $4.00 | 355,572 | D See footnote | — | — | (F20) Repurchase of 16,162 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder |
| 31 | Derivative | RSU | 2019-05-31 | A | A | 933,997 | $0.00 | 933,997 | D | $0.00 · — to — | 933,997 Common Stock | (F39) 1/6 vest on 6/1/2019 and 1/6 vest every 4 months thereafter (10/1/2019, 2/1/2020, 6/1/2020, 10/1/2020, and 2/1/2021). The ability to exercise is subject to the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant |
| 32 | Derivative | RSU | 2019-05-31 | A | A | 25,243 | $0.00 | 25,243 | I | $0.00 · — to — | 25,243 Common Stock | (F4) Holdings of Robin Edmondson, wife (F39) 1/6 vest on 6/1/2019 and 1/6 vest every 4 months thereafter (10/1/2019, 2/1/2020, 6/1/2020, 10/1/2020, and 2/1/2021). The ability to exercise is subject to the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant |
| 33 | Derivative | RSU | 2020-12-31 | D | D | 933,997 | $0.00 | 933,997 | D | — · — to — | 933,997 Common Stock | (F40) Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. (F41) RSU shares were forfeit without having vested on 12/31/2020 (pursuant to agreement between the Issuer and shareholder). |
| 34 | Derivative | RSU | 2020-12-31 | D | D | 25,243 | $0.00 | 25,243 | I | — · — to — | 25,243 Common Stock | (F4) Holdings of Robin Edmondson, wife (F40) Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. (F41) RSU shares were forfeit without having vested on 12/31/2020 (pursuant to agreement between the Issuer and shareholder). |
| 35 | Derivative | Options to purchase | 2021-02-18 | A | A | 1,463,415 | $0.00 | 1,463,415 | D | $0.79 · 2022-01-01 to 2031-02-18 | 1,463,415 Common Stock | (F42) 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. |
| 36 | Derivative | Options to purchase | 2019-04-10 | A | A | 4,836,402 | $0.00 | 4,936,402 | D See footnote | $0.46 · — to 2029-04-10 | 4,836,402 Common Stock | (F37) Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934. (F38) The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant. |
| 37 | Derivative | Options to purchase | 2018-09-13 | A | A | 100,000 | $0.00 | 100,000 | D See footnote | $0.54 · 2018-10-14 to 2028-09-14 | 100,000 Common Stock | (F36) Vesting 1/36 monthly. |
| 38 | Derivative | Options to purchase | 2019-04-10 | A | A | 362,730 | $0.00 | 362,730 | I See footnote | $0.46 · — to 2029-04-10 | 362,730 Common Stock | (F37) Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934. (F4) Holdings of Robin Edmondson, wife (F38) The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant. |
| 39 | Derivative | RSU | 2021-02-18 | A | A | 3,414,634 | $0.00 | 3,414,634 | D | — · 2022-01-01 to — | 3,414,634 Common Stock | (F40) Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. (F43) 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. |