Form 4 for AEI Alset Inc.
Accepted 2022-01-27 00:00:00 ET · period of report 2022-01-26 · accession 0001493152-22-002432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-27 | 2022-01-27 | AEI | Chan Heng Fai Ambrose | CEO, Dir, 10% | C - Cnv Deriv | $0.63 | +10.00M | 28.75M | +53% | +$6.30M |
| D | 2022-01-27 | 2022-01-27 | AEI | Chan Heng Fai Ambrose | CEO, Dir, 10% | C - Cnv Deriv | — | 0 | 0 | New | — |
| D | 2022-01-27 | 2022-01-26 | AEI | Chan Heng Fai Ambrose | CEO, Dir, 10% | P - Purchase | — | 0 | 6.25M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-27 | C | A | 10,000,000 | $0.63 | 28,749,299 | D | — | — | |
| 2 | Derivative | Convertible Promissory Note | 2022-01-27 | C | D | — | $0.63 | 0 | D | $0.63 · 2022-01-26 to 2024-12-13 | 10,000,000 Common Stock | |
| 3 | Derivative | Convertible Promissory Note | 2022-01-26 | P | A | — | $0.63 | 6,250,000 | D | $0.63 · 2022-01-26 to 2024-12-13 | 10,000,000 Common Stock |