Form 4 for USAU U.S. GOLD CORP.
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001493152-22-004984 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-18 | 2022-02-16 | USAU | Waldkirch Michael N | Dir | P - Purchase | $6.50 | +1,154 | 13.6K | +9% | +$7,501 |
| DI | 2022-02-18 | 2022-02-16 | USAU | Waldkirch Michael N | Dir | P - Purchase | $0.00 | +577 | 577 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-16 | P | A | 1,154 | $6.50 | 13,563 | I By 0820659 B.C. Ltd. | — | — | (F1) Represents the common stock of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022, at a price of $6.50 per share. (F3) 0820659 B.C. Ltd. is 75% owned by the reporting person. |
| 2 | Derivative | Warrant | 2022-02-16 | P | A | 577 | $0.00 | 577 | I By 0820659 B.C. Ltd. | $8.00 · 2022-02-16 to 2027-02-16 | 577 Common Stock | (F2) Represents the warrant of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022. The warrant will be exercisable immediately following issuance, at an exercise price of $8.00 per share and will expire five years from the date such warrant first becomes exercisable. (F3) 0820659 B.C. Ltd. is 75% owned by the reporting person. |