Form 4 for HROW HARROW, INC.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0001493152-22-005270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-23 | 2022-02-19 | HROW | SAHAREK JOHN P. | Pres, ImprimisRx | M - OptEx | — | +50.0K | 80.0K | +167% | — |
| D | 2022-02-23 | 2022-02-19 | HROW | SAHAREK JOHN P. | Pres, ImprimisRx | F - Tax | $7.87 | -25.9K | 54.1K | -32% | -$204.0K |
| D | 2022-02-23 | 2022-02-19 | HROW | SAHAREK JOHN P. | Pres, ImprimisRx | M - OptEx | $0.00 | -50.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-19 | M | A | 50,000 | — | 80,000 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted to Mr. Saharek under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 25,923 shares of common stock were withheld from issuance to Mr. Saharek for payroll tax purposes. |
| 2 | Common | Common Stock | 2022-02-19 | F | D | 25,923 | $7.87 | 54,077 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted to Mr. Saharek under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 25,923 shares of common stock were withheld from issuance to Mr. Saharek for payroll tax purposes. |
| 3 | Derivative | Restricted Stock Unit | 2022-02-19 | M | D | 50,000 | $0.00 | 0 | D | $0.00 · — to — | 50,000 Common Stock | (F1) Represents restricted stock units ("RSUs") granted to Mr. Saharek under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 25,923 shares of common stock were withheld from issuance to Mr. Saharek for payroll tax purposes. |