Form 4 for AEI Alset Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001493152-22-009165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-05 | 2022-04-01+ | AEI | Chan Heng Fai Ambrose | CEO, Dir, 10% | P - Purchase | $0.5328 | +2.90M | 29.75M | +11% | +$1.54M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-04 | P | A | 1,900,000 | $0.55 | 31,649,299 | D | — | — | (F2) On April 4, 2022, Mr. Chan purchased 1,900,000 shares of the common stock of Alset EHome International Inc. This transaction was executed in multiple trades at prices ranging from $.4850 to $.5979. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) In addition to the 31,649,299 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 6,380,000 shares of common stock held by HFE Holdings Limited and 398,348 shares of common stock held by Heng Fai Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by each of HFE Holdings Limited and Heng Fai Holdings Limited. Mr. Chan is the beneficial owner of 38,427,647 shares of the common stock of Alset EHome International Inc. |
| 2 | Common | Common Stock | 2022-04-01 | P | A | 1,000,000 | $0.5 | 29,749,299 | D | — | — | (F1) On April 1, 2022, Mr. Chan purchased 1,000,000 shares of the common stock of Alset EHome International Inc. This transaction was executed in multiple trades at prices ranging from $.4820 to $.5100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |