Form 4 for REED REED'S, INC.
Accepted 2022-04-18 00:00:00 ET · period of report 2022-02-04 · accession 0001493152-22-010283 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-18 | 2022-03-11 | REED | Imbrogno Louis Jr. | Dir | P - Purchase | — | +107.1K | 427.2K | +33% | — |
| D | 2022-04-18 | 2022-02-04 | REED | Imbrogno Louis Jr. | Dir | A - Grant | — | +80.3K | 320.1K | +34% | — |
| D | 2022-04-18 | 2022-03-11 | REED | Imbrogno Louis Jr. | Dir | P - Purchase | — | +1 | 1 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | P | A | 107,082 | — | 427,217 | D | — | — | (F1) Participation in Registrant's private placement of common stock with 50% warrant coverage. Purchase price per share of common stock and warrant to purchase 1/2 share of common stock $0.3502. (F3) Includes 80,000 shares issuable upon exercise of currently exercisable options. |
| 2 | Common | Common Stock | 2022-02-04 | A | A | 80,344 | — | 320,135 | D | — | — | (F2) Non-employee director grant of 80,344 RSAs, vesting in equal quarterly installments on each of February 4, 2022, May 1, 2022, Aug 1 2022 and November 1, 2022 under the Reed's, Inc. 2020 Equity Incentive Plan, as amended. RSAs are subject to forfeiture prior to vesting. (F3) Includes 80,000 shares issuable upon exercise of currently exercisable options. |
| 3 | Derivative | Warrant | 2022-03-11 | P | A | 1 | — | 1 | D | $0.29 · 2022-09-11 to 2027-09-13 | 53,541 Common stock | (F1) Participation in Registrant's private placement of common stock with 50% warrant coverage. Purchase price per share of common stock and warrant to purchase 1/2 share of common stock $0.3502. |