Form 4 for CNTN Canton Strategic Holdings, Inc.
Accepted 2022-04-19 00:00:00 ET · period of report 2022-04-18 · accession 0001493152-22-010294 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-19 | 2022-04-18 | CNTN | MILBY RANDY | CEO, Dir | X - OptEx | $0.1017 | +240.5K | 2.93M | +9% | +$24.5K |
| DM | 2022-04-19 | 2022-04-18 | CNTN | MILBY RANDY | CEO, Dir | X - OptEx | $0.00 | -240.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-18 | X | A | 7,575 | $0.31 | 2,934,539 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-18 | X | A | 189,393 | $0.08 | 2,898,556 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-18 | X | A | 7,575 | $0.31 | 2,709,163 | D | — | — | |
| 4 | Common | Common Stock | 2022-04-18 | X | A | 7,575 | $0.31 | 2,701,588 | D | — | — | |
| 5 | Common | Common Stock | 2022-04-18 | X | A | 28,408 | $0.08 | 2,926,964 | D | — | — | |
| 6 | Derivative | Options (right to purchase) | 2022-04-18 | X | D | 7,575 | $0.00 | 0 | D | $0.31 · 2020-02-29 to 2030-02-28 | 7,575 Common stock | |
| 7 | Derivative | Options (right to purchase) | 2022-04-18 | X | D | 7,575 | $0.00 | 0 | D | $0.31 · 2020-01-31 to 2030-01-31 | 7,575 Common stock | |
| 8 | Derivative | Options (right to purchase) | 2022-04-18 | X | D | 7,575 | $0.00 | 0 | D | $0.31 · 2020-03-31 to 2030-03-31 | 7,575 Common stock | |
| 9 | Derivative | Options (right to purchase) | 2022-04-18 | X | D | 28,408 | $0.00 | 9,470 | D | $0.08 · — to 2024-07-31 | 28,408 Common stock | (F2) The Registrant issued the Reporting Person the options on July 31, 2019. The options vest as follows: (i) 9,469 options vested and became exercisable on July 31, 2020 and (ii) the balance of the options shall vest and become exercisable in 48 equal monthly installments such that the options shall vest in full by the 4th anniversary of the initial issuance date. |
| 10 | Derivative | Options (right to purchase) | 2022-04-18 | X | D | 189,393 | $0.00 | 0 | D | $0.08 · — to 2024-08-30 | 189,393 Common stock | (F1) The Registrant issued the Reporting Person the options on August 30, 2019. The options vested on the date of grant and became exercisable upon completion of the Registrant's initial public offering. |