Form 4 for RAND RAND CAPITAL CORP
Accepted 2022-05-11 00:00:00 ET · period of report 2022-05-10 · accession 0001493152-22-012887 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-11 | 2022-05-10+ | RAND | Gusky Adam Samuel | Dir | P - Purchase | $14.86 | +9,044 | 16.6K | +119% | +$134.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-11 | P | A | 1,500 | $14.75 | 18,125 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 2 | Common | Common Stock | 2022-05-10 | P | A | 7,544 | $14.88 | 16,625 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |