Form 4 for ATLX Atlas Lithium Corp
Accepted 2022-06-17 00:00:00 ET · period of report 2012-12-18 · accession 0001493152-22-017131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-17 | 2021-11-04 | ATLX | Fogassa Marc | CEO, Dir, 10% | P - Purchase | $0.01 | +1,000 | 190.68M | +0.0% | +$10 |
| DM | 2022-06-17 | 2013-02-04+ | ATLX | Fogassa Marc | CEO, Dir, 10% | A - Grant | $0.0132 | +27.47M | 1.40M | New | +$362.3K |
| DMI | 2022-06-17 | 2016-04-27+ | ATLX | Fogassa Marc | CEO, Dir, 10% | A - Grant | $0.0023 | +107.09M | 28.14M | New | +$250.0K |
| DM | 2022-06-17 | 2022-03-17+ | ATLX | Fogassa Marc | CEO, Dir, 10% | D - Sale to Iss | $0.01 | -4.90M | 185.14M | -3% | -$49.0K |
| DM | 2022-06-17 | 2019-08-28+ | ATLX | Fogassa Marc | CEO, Dir, 10% | M - OptEx | $0.00 | +212.64M | 43.88M | New | $0 |
| DM | 2022-06-17 | 2012-12-18+ | ATLX | Fogassa Marc | CEO, Dir, 10% | A - Grant | $201,787.89 | +337.31M | 37.5K | New | +$68064.20B |
| DM | 2022-06-17 | 2019-04-07+ | ATLX | Fogassa Marc | CEO, Dir, 10% | M - OptEx | $87.24 | -214.72M | 20.0K | -100% | -$18.73B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.001 per share | 2021-11-04 | P | A | 1,000 | $0.01 | 190,676,278 | D | — | — | |
| 2 | Common | Common Stock, par value $.001 per share | 2013-02-04 | A | A | 1,138,802 | $0.00 | 1,138,802 | D See Footnote | — | — | (F1) This Report on Form 4 discloses certain previously unreported non-derivative security transactions effected by or on behalf of the reporting person. (F2) The Issuer underwent a 1-for-500 reverse stock split on January 27, 2017. The reported number is on a pre-reverse split basis. (F3) Stock grant received by the reporting person for services rendered to the Issuer. (F11) By Hedgefort Investimentos Ltda., an entity controlled by the reporting person. |
| 3 | Common | Common Stock, par value $.001 per share | 2020-03-11 | A | A | 53,947,368 | $0.00 | 78,947,368 | I | — | — | |
| 4 | Common | Common Stock, par value $.001 per share | 2017-10-26 | A | A | 25,000,000 | $0.01 | 25,000,000 | I | — | — | |
| 5 | Common | Common Stock, par value $.001 per share | 2016-04-27 | A | A | 28,138,894 | $0.00 | 28,138,894 | I | — | — | (F2) The Issuer underwent a 1-for-500 reverse stock split on January 27, 2017. The reported number is on a pre-reverse split basis. |
| 6 | Common | Common Stock, par value $.001 per share | 2022-06-16 | D | D | 1,500,000 | $0.01 | 198,030,688 | D | — | — | |
| 7 | Common | Common Stock, par value $.001 per share | 2022-06-15 | D | D | 3,000,000 | $0.01 | 199,530,688 | D | — | — | |
| 8 | Common | Common Stock, par value $.001 per share | 2022-04-18 | A | A | 23,388,290 | $0.01 | 208,530,688 | D | — | — | (F10) Stock grant received by the reporting person in satisfaction of contractual obligations entered into in December 2020. |
| 9 | Common | Common Stock, par value $.001 per share | 2022-03-17 | D | D | 398,672 | $0.01 | 185,142,398 | D | — | — | |
| 10 | Common | Common Stock, par value $.001 per share | 2020-12-03 | M | A | 161,636,427 | $0.00 | 215,519,372 | D | — | — | (F7) Stock received in connection with reporting person's cashless exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001. Reflects 2,046,031 shares of Common Stock withheld to fund the cashless exercise of options to purchase 163,682,458 shares. |
| 11 | Common | Common Stock, par value $.001 per share | 2019-09-21 | M | A | 10,000,000 | $0.00 | 53,882,945 | D | — | — | (F6) Stock received in connection with reporting person's cashless exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001. Reflects 28,653 shares of Common Stock withheld to fund the cashless exercise of options to purchase 10,028,653 shares. |
| 12 | Common | Common Stock, par value $.001 per share | 2019-08-28 | M | A | 41,000,000 | $0.00 | 43,882,945 | D | — | — | (F5) Stock received in connection with reporting person's cash exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001. |
| 13 | Common | Common Stock, par value $.001 per share | 2017-02-15 | A | A | 2,680,137 | $0.04 | 2,682,945 | D See Footnote | — | — | (F3) Stock grant received by the reporting person for services rendered to the Issuer. (F4) Adjusted to account for the Issuer's 1-for-500 reverse stock split that occurred on January 27, 2017. (F12) By Lancaster Brazil Fund LP, an entity controlled by the reporting person. |
| 14 | Common | Common Stock, par value $.001 per share | 2014-02-27 | A | A | 264,994 | $0.08 | 1,403,796 | D See Footnote | — | — | (F2) The Issuer underwent a 1-for-500 reverse stock split on January 27, 2017. The reported number is on a pre-reverse split basis. (F3) Stock grant received by the reporting person for services rendered to the Issuer. (F12) By Lancaster Brazil Fund LP, an entity controlled by the reporting person. |
| 15 | Derivative | Series D Convertible Preferred Stock Options | 2021-12-01 | A | A | — | — | — | D | $0.1 · 2021-12-01 to 2031-11-30 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 16 | Derivative | Series A Convertible Preferred Stock | 2012-12-18 | A | A | 1 | $1.00 | 1 | D | — · — to — | 1 Common Stock | (F13) This Report on Form 4 discloses previously unreported transactions on derivative securities of the Issuer effected by or on behalf of the reporting person. (F14) One share of Series A Convertible Preferred Stock was designated and issued for $1.00 to the reporting person in connection with a series of transactions effected on December 18, 2012. On this date, the reporting person was elected as director and Chief Executive Officer of the Issuer. Each share of Series A Convertible Preferred Stock is convertible into one (1) share of Common Stock, exercisable at any time upon ten days prior written notice. (F15) No expiration date. |
| 17 | Derivative | Common Stock Options | 2019-04-07 | A | A | 224,711,111 | — | 224,711,111 | D | $0.00 · 2019-04-07 to 2024-02-19 | 224,711,111 Common Stock | (F16) The Stock Options were issued in connection with the conversion of the 0% Convertible Promissory Note in the principal amount of $202,240 issued to the reporting person on 9/13/2017. The exercise price of such Stock Options was $0.00001. |
| 18 | Derivative | Common Stock Options | 2019-06-30 | A | A | 112,355,556 | — | 337,066,667 | D | $0.00 · 2019-06-30 to 2024-02-19 | 112,355,556 Common Stock | (F16) The Stock Options were issued in connection with the conversion of the 0% Convertible Promissory Note in the principal amount of $202,240 issued to the reporting person on 9/13/2017. The exercise price of such Stock Options was $0.00001. |
| 19 | Derivative | Common Stock Options | 2019-08-28 | M | D | 41,000,000 | $410.00 | 296,066,667 | D | — · 2019-04-07 to 2024-02-19 | 41,000,000 Common Stock | (F17) Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. |
| 20 | Derivative | Common Stock Options | 2019-09-21 | M | D | 10,028,653 | $0.00 | 286,038,014 | D | — · 2019-04-07 to 2024-02-19 | 10,028,653 Common Stock | (F17) Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. |
| 21 | Derivative | Common Stock Options | 2020-12-03 | M | D | 163,682,458 | $0.00 | 113,355,556 | D | — · 2019-04-07 to 2024-02-19 | 122,355,556 Common Stock | (F17) Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. |
| 22 | Derivative | 0% Convertible Promissory Note | 2017-09-13 | A | A | 214,006 | $202,240.00 | 214,006 | D | — · 2017-09-13 to — | — Common Stock | (F18) Each of the Convertible Notes have been satisfied and cancelled. All or a portion of the outstanding principal and any accrued but unpaid interest of the Convertible Notes was convertible into shares of the Issuer's Common Stock at $0.0003. Aggregate amount shown for the Convertible Note represents the principal amount of the Convertible Note and excludes any accrued interest. Each 6% Convertible Promissory Note paid simple interest of 6% per annum on the outstanding principal balance. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 23 | Derivative | 6% Convertible Promissory Note | 2017-09-13 | A | A | 2,500 | $243,388.00 | 2,500 | D | — · 2017-09-13 to — | — Common Stock | (F18) Each of the Convertible Notes have been satisfied and cancelled. All or a portion of the outstanding principal and any accrued but unpaid interest of the Convertible Notes was convertible into shares of the Issuer's Common Stock at $0.0003. Aggregate amount shown for the Convertible Note represents the principal amount of the Convertible Note and excludes any accrued interest. Each 6% Convertible Promissory Note paid simple interest of 6% per annum on the outstanding principal balance. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 24 | Derivative | 6% Convertible Promissory Note | 2019-04-07 | A | A | 2,500 | $261,631.00 | 5,000 | D | — · 2019-04-07 to — | — Common Stock | (F18) Each of the Convertible Notes have been satisfied and cancelled. All or a portion of the outstanding principal and any accrued but unpaid interest of the Convertible Notes was convertible into shares of the Issuer's Common Stock at $0.0003. Aggregate amount shown for the Convertible Note represents the principal amount of the Convertible Note and excludes any accrued interest. Each 6% Convertible Promissory Note paid simple interest of 6% per annum on the outstanding principal balance. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 25 | Derivative | 0% Convertible Promissory Note | 2019-04-07 | M | D | 2,500 | $202,240.00 | 7,500 | D | $202,240.00 · 2019-04-07 to — | — Common Stock Options | (F21) In connection with the satisfaction and cancellation of the Convertible Note, such Convertible Note was converted into Options to purchase (i) 224,711,111 shares of Common Stock of the Issuer on 04/07/2019 and (ii) 112,355,556 shares of Common Stock of the Issuer on 06/30/2019. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 26 | Derivative | 6% Convertible Promissory Note | 2019-06-30 | A | A | 2,500 | $61,724.00 | 10,000 | D | — · 2019-06-30 to — | — Common Stock | (F18) Each of the Convertible Notes have been satisfied and cancelled. All or a portion of the outstanding principal and any accrued but unpaid interest of the Convertible Notes was convertible into shares of the Issuer's Common Stock at $0.0003. Aggregate amount shown for the Convertible Note represents the principal amount of the Convertible Note and excludes any accrued interest. Each 6% Convertible Promissory Note paid simple interest of 6% per annum on the outstanding principal balance. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 27 | Derivative | 6% Convertible Promissory Note | 2021-09-15 | M | D | 2,500 | $243,388.00 | 12,500 | D | $243,388.00 · 2021-09-15 to — | — Series D Convertible Preferred Stock | (F22) The reporting person elected to convert the Convertible Note subject to an immediate conversion into the monetary equivalent of Series D Convertible Preferred Stock of the Issuer. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 28 | Derivative | 6% Convertible Promissory Note | 2021-09-15 | M | D | 2,500 | $261,631.00 | 15,000 | D | $261,631.00 · 2021-09-15 to — | — Series D Convertible Preferred Stock | (F22) The reporting person elected to convert the Convertible Note subject to an immediate conversion into the monetary equivalent of Series D Convertible Preferred Stock of the Issuer. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 29 | Derivative | 6% Convertible Promissory Note | 2021-09-15 | M | D | 2,500 | $61,724.00 | 17,500 | D | $61,724.00 · 2021-09-15 to — | — Series D Convertible Preferred Stock | (F22) The reporting person elected to convert the Convertible Note subject to an immediate conversion into the monetary equivalent of Series D Convertible Preferred Stock of the Issuer. (F19) Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer. |
| 30 | Derivative | Series D Convertible Preferred Stock | 2021-09-15 | M | A | 2,500 | — | 20,000 | D | — · — to — | 214,006 Common Stock | (F25) The shares of Series D Convertible Preferred Stock were issued to the reporting person in connection with the satisfaction and cancellation of the 6% Convertible Notes issued on 09/13/2017 (with principal amount of $243,388 and accrued interest of $32,327.26), 04/07/2019 (with principal amount of $261,631 and accrued interest of $34,750.33), and 06/30/2019 (with principal amount of $61,724 and accrued interest of $8,198.30). (F24) Each share of Series D Convertible Preferred Stock is immediately convertible into 10,000 shares of Common Stock of the Issuer. (F15) No expiration date. |
| 31 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 22,500 | D | $0.1 · 2021-09-30 to 2030-12-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 32 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 25,000 | D | $0.1 · 2021-09-30 to 2031-01-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 33 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 27,500 | D | $0.1 · 2021-09-30 to 2031-02-28 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 34 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 30,000 | D | $0.1 · 2021-09-30 to 2031-03-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 35 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 32,500 | D | $0.1 · 2021-09-30 to 2031-04-30 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 36 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 35,000 | D | $0.1 · 2021-09-30 to 2031-05-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 37 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | 2,500 | — | 37,500 | D | $0.1 · 2021-09-30 to 2031-06-30 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 38 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | — | — | — | D | $0.1 · 2021-09-30 to 2031-07-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 39 | Derivative | Series D Convertible Preferred Stock Options | 2021-11-01 | A | A | — | — | — | D | $0.1 · 2021-11-01 to 2031-10-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 40 | Derivative | Series D Convertible Preferred Stock Options | 2021-10-01 | A | A | — | — | — | D | $0.1 · 2021-10-01 to 2031-09-30 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 41 | Derivative | Series D Convertible Preferred Stock Options | 2021-09-30 | A | A | — | — | — | D | $0.1 · 2021-09-30 to 2031-08-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 42 | Derivative | Series D Convertible Preferred Stock Options | 2022-01-01 | A | A | — | — | — | D | $0.1 · 2022-01-01 to 2031-12-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 43 | Derivative | Series D Convertible Preferred Stock Options | 2022-02-01 | A | A | — | — | — | D | $0.1 · 2022-02-01 to 2032-01-31 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |
| 44 | Derivative | Series D Convertible Preferred Stock Options | 2022-03-01 | A | A | — | — | — | D | $0.1 · 2022-03-01 to 2032-02-28 | 2,500 Series D Convertible Preferred Stock | (F23) The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance. |