Form 4 for SHFS SHF Holdings, Inc.

Accepted 2022-07-01 00:00:00 ET · period of report 2022-06-29 · accession 0001493152-22-018342 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-07-01	2022-06-29	SHFS	BOOTHBAY FUND MANAGEMENT, LLC	10%	S - Sale	$10.21	-1.30M	0	-100%	-$13.27M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock, par value $0.0001 per share	2022-06-29	S	D	1,300,000	$10.21	0	I See Footnote	—	—	(F2) This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person's pecuniary interest therein. (F1) The Class A Common Stock (the "Shares") are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors (the "Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Funds, and such Shares may be reported in regulatory filings made by such Subadvisors. However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own 0 Shares, or 0.00% of the 12,028,175 Shares that were issued and outstanding as of May 16, 2022, as disclosed in the Issuer's Form 10-Q, as filed with the SEC on May 16, 2022.