Form 4 for BESS Bimergen Energy Corp
Accepted 2022-07-06 00:00:00 ET · period of report 2022-06-27 · accession 0001493152-22-018742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-07-06 | 2022-06-27 | BESS | CAO CALVIN | 10% | C - Cnv Deriv | — | +51.51M | 51.51M | New | — |
| DI | 2022-07-06 | 2022-06-27 | BESS | CAO CALVIN | 10% | C - Cnv Deriv | $0.00 | -954.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2022-06-27 | C | A | 51,507,749 | — | 51,507,749 | I By SuperGreen Energy Corp. | — | — | (F1) Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into 53.97561 shares of Issuer's common stock for no additional consideration upon the Issuer's filing a certificate of amendment to the certificate of incorporation authorizing a sufficient number of shares of common stock to permit a full conversion of all issued and outstanding Series A Preferred Stock. The Series A Preferred Stock has no expiration date. (F2) The Reporting Person is the president of SuperGreen Energy Corp, has voting control over shares owned by SuperGreen Energy Corp, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by SuperGreen Energy Corp, but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Series A Convertible Preferred Stock | 2022-06-27 | C | D | 954,277 | $0.00 | 0 | I By SuperGreen Energy Corp. | — · — to — | 51,507,749 Common Stock | (F2) The Reporting Person is the president of SuperGreen Energy Corp, has voting control over shares owned by SuperGreen Energy Corp, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by SuperGreen Energy Corp, but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F1) Each share of Series A Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into 53.97561 shares of Issuer's common stock for no additional consideration upon the Issuer's filing a certificate of amendment to the certificate of incorporation authorizing a sufficient number of shares of common stock to permit a full conversion of all issued and outstanding Series A Preferred Stock. The Series A Preferred Stock has no expiration date. |