Form 4 for CCLD CareCloud, Inc.
Accepted 2022-08-03 00:00:00 ET · period of report 2022-07-31 · accession 0001493152-22-021219 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-07-31 | CCLD | ROTH NORMAN | Ctrl | M - OptEx | $0.00 | +5,000 | 76.0K | +7% | $0 |
| D | 2022-08-03 | 2022-07-31 | CCLD | ROTH NORMAN | Ctrl | F - Tax | $4.32 | -1,750 | 74.3K | -2% | -$7,560 |
| D | 2022-08-03 | 2022-07-31 | CCLD | ROTH NORMAN | Ctrl | M - OptEx | $0.00 | -5,000 | 7,000 | -42% | $0 |
| D | 2022-08-03 | 2022-08-02 | CCLD | ROTH NORMAN | Ctrl | A - Grant | $0.00 | +10.0K | 17.0K | +143% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-31 | M | A | 5,000 | $0.00 | 76,025 | D | — | — | (F1) Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The additional restricted stock units vest on March 1, 2023. |
| 2 | Common | Common Stock | 2022-07-31 | F | D | 1,750 | $4.32 | 74,275 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-07-31 | M | D | 5,000 | $0.00 | 7,000 | D | $0.00 · — to — | 5,000 Common Stock | (F1) Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The additional restricted stock units vest on March 1, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2022-08-02 | A | A | 10,000 | $0.00 | 17,000 | D | $0.00 · — to — | 10,000 Common Stock | (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock unit was granted on August 2, 2022 where 5,000 shares vest on January 31, 2023, 2,500 shares vest on April 28, 2023 and 2,500 shares vest on July 31, 2023 upon attainment of certain performance targets. |