Form 4 for SONM DNA X, Inc.

Accepted 2022-08-09 00:00:00 ET · period of report 2022-08-05 · accession 0001493152-22-021812 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-08-09	2022-08-08	SONM	Wang Jeffrey	Dir, 10%	P - Purchase	$0.84	+5.53M	19.46M	+40%	+$4.65M
	2022-08-09	2022-08-05	SONM	Wang Jeffrey	Dir, 10%	A - Grant	$0.00	+85.7K	85.7K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-08	P	A	5,534,881	$0.84	19,463,452	I	—	—	(F2) Represents shares purchased and held by AJP Holding Company, LLC immediately after the second closing pursuant to the subscription agreement dated April 13, 2022 by and between the AJP Holding Company, LLC and the Issuer. (F3) The Reporting Person is the sole manager of AJP Holding Company, LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2	Common	Common Stock	2022-08-05	A	A	85,714	$0.00	85,714	D By AJP Holding Company, LLC	—	—	(F1) Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.