Form 4 for RAND RAND CAPITAL CORP

Accepted 2022-08-24 00:00:00 ET · period of report 2022-08-22 · accession 0001493152-22-023965 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-08-24	2022-08-22+	RAND	Gusky Adam Samuel	Dir	P - Purchase	$14.32	+148	18.3K	+0.8%	+$2,120

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-22	P	A	102	$14.25	18,340	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
2	Common	Common Stock	2022-08-23	P	A	42	$14.50	18,386	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
3	Common	Common Stock	2022-08-23	P	A	4	$14.25	18,344	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.