Form 4 for RAND RAND CAPITAL CORP

Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-31 · accession 0001493152-22-024969 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-09-02	2022-08-31+	RAND	Gusky Adam Samuel	Dir	P - Purchase	$14.56	+803	18.8K	+4%	+$11.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-09-02	P	A	300	$14.69	19,330	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
2	Common	Common Stock	2022-09-02	P	A	200	$14.70	19,030	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
3	Common	Common Stock	2022-08-31	P	A	201	$14.35	18,728	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
4	Common	Common Stock	2022-09-01	P	A	102	$14.35	18,830	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.