Form 4 for NXPL NextPlat Corp
Accepted 2022-10-06 00:00:00 ET · period of report 2022-07-01 · accession 0001493152-22-027769 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-06 | 2022-07-22+ | NXPL | Fernandez Charles M. | COB, CEO, Dir, 10% | A - Grant | $3.16 | +316.0K | 1.75M | +22% | +$1.00M |
| D | 2022-10-06 | 2022-07-01 | NXPL | Fernandez Charles M. | COB, CEO, Dir, 10% | A - Grant | $0.00 | +70.0K | 707.5K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2022-09-20 | A | A | 116,000 | $0.00 | 1,865,453 | I Shares held by eApeiron Partners, LLC | — | — | (F3) Includes 316,000 shares of restricted common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole and managing partner. (F1) Mr. Fernandez is the sole member and managing partner of eApeiron Partners LLC. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2022-07-22 | A | A | 200,000 | $5.00 | 1,749,453 | I Shares held by eApeiron Partners, LLC. | — | — | (F2) Includes 200,000 shares of common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole member and managing partner. (F1) Mr. Fernandez is the sole member and managing partner of eApeiron Partners LLC. |
| 3 | Derivative | Stock Options | 2022-07-01 | A | A | 70,000 | $0.00 | 707,500 | D | $2.13 · 2022-07-01 to 2032-07-01 | 70,000 Common Stock | (F5) The stock options were granted as an equity incentive award. |