Form 4/A for FLUX Flux Power Holdings, Inc.

Accepted 2022-11-01 00:00:00 ET · period of report 2022-10-27 · accession 0001493152-22-030132 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DA	2022-11-01	2022-10-27	FLUX	Scheiwe Charles	CFO, Sec	M - OptEx	—	+2,100	10.1K	+26%	—
DA	2022-11-01	2022-10-27	FLUX	Scheiwe Charles	CFO, Sec	M - OptEx	—	-2,100	4,200	-33%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-27	M	A	2,100	—	10,118	D	—	—	(F1) Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.
2	Derivative	Restricted Stock Units	2022-10-27	M	D	2,100	—	4,200	D	— · — to —	2,100 Common Stock	(F1) Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.