Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001493152-22-032493 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-15 | 2022-11-11 | FLUX | Berry Jonathan Andrew | FORMER COO | M - OptEx | $4.60 | +22.5K | 26.0K | +634% | +$103.5K |
| D | 2022-11-15 | 2022-11-11 | FLUX | Berry Jonathan Andrew | FORMER COO | F - Tax | $4.72 | -21.9K | 4,120 | -84% | -$103.5K |
| D | 2022-11-15 | 2022-11-11 | FLUX | Berry Jonathan Andrew | FORMER COO | M - OptEx | $4.60 | -22.5K | 0 | -100% | -$103.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | M | A | 22,500 | $4.60 | 26,048 | D | — | — | (F1) Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. |
| 2 | Common | Common Stock | 2022-11-11 | F | D | 21,928 | $4.72 | 4,120 | D | — | — | (F1) Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. (F2) Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options. |
| 3 | Derivative | Stock Options | 2022-11-11 | M | D | 22,500 | $4.60 | 0 | D | $4.60 · 2020-10-26 to 2022-11-12 | 22,500 Common Stock | (F3) All transactions are exempt from Section 16(b) by reason of Rule 16b-3. (F1) Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. |