Form 4 for NXPL NextPlat Corp

Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-14 · accession 0001493152-22-035960 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DIE	2022-12-20	2022-12-14	NXPL	Barreto Rodney	Dir	P - Purchase	$1,899,999.50	+1.09M	1.48M	+278%	—
DI	2022-12-20	2022-12-14	NXPL	Barreto Rodney	Dir	P - Purchase	—	+1.09M	1.09M	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-14	P	A	1,085,714	$1,899,999.50	1,476,085	I Held by RLB Market Investments, LLC	—	—	(F1) On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. (F2) Mr. Barreto is the president of RLB Market Investments, LLC
2	Derivative	Common Stock Warrants	2022-12-14	P	A	1,085,714	—	1,085,714	I Held by RLB Market Investments, LLC	$1.75 · 2022-12-14 to 2025-12-14	1,085,714 Common Stock	(F1) On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. (F2) Mr. Barreto is the president of RLB Market Investments, LLC