Form 4 for NXPL NextPlat Corp

Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-14 · accession 0001493152-22-035961 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DIE	2022-12-20	2022-12-14	NXPL	Fernandez Charles M.	COB, CEO, Dir, 10%	P - Purchase	$1,899,999.50	+1.09M	3.66M	+42%	—
DI	2022-12-20	2022-12-14	NXPL	Fernandez Charles M.	COB, CEO, Dir, 10%	P - Purchase	—	+1.09M	1.69M	+181%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-14	P	A	1,085,714	$1,899,999.50	3,658,667	I Held by eApeiron Partners, LLC	—	—	(F2) On December 14, 2022 eAperion Partners LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. (F1) Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC.
2	Derivative	Common Stock Warrants	2022-12-14	P	A	1,085,714	—	1,685,714	I Held by eApeiron Partners, LLC	$1.75 · 2022-12-14 to 2025-12-14	1,085,714 Common Stock	(F2) On December 14, 2022 eAperion Partners LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. (F1) Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC.