Form 4 for NXPL NextPlat Corp
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-14 · accession 0001493152-22-035962 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DE | 2022-12-20 | 2022-12-14 | NXPL | Phipps David | Pres, CEO of Gbl Ops, Dir | P - Purchase | $49,875.00 | +28.5K | 421.8K | +7% | — |
| D | 2022-12-20 | 2022-12-14 | NXPL | Phipps David | Pres, CEO of Gbl Ops, Dir | P - Purchase | — | +28.5K | 28.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-14 | P | A | 28,500 | $49,875.00 | 421,788 | D | — | — | (F1) On December 14, 2022, David Phipps purchased 28,500 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. |
| 2 | Derivative | Common Stock Warrants | 2022-12-14 | P | A | 28,500 | — | 28,500 | D | $1.75 · 2022-12-14 to 2025-12-14 | 28,500 Common Stock | (F1) On December 14, 2022, David Phipps purchased 28,500 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. |