Form 4 for COYA Coya Therapeutics, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-01-03 · accession 0001493152-23-000226 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-03 | COYA | Lee Ann | Dir | P - Purchase | — | +10.0K | 10.0K | New | — |
| D | 2023-01-04 | 2023-01-03 | COYA | Lee Ann | Dir | C - Cnv Deriv | $4.00 | +6,479 | 16.5K | +65% | +$25.9K |
| D | 2023-01-04 | 2023-01-03 | COYA | Lee Ann | Dir | C - Cnv Deriv | — | 0 | 6,479 | New | — |
| D | 2023-01-04 | 2023-01-03 | COYA | Lee Ann | Dir | P - Purchase | — | +5,000 | 9,479 | +112% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2023-01-03 | P | A | 10,000 | — | 10,000 | D | — | — | (F1) Reporting Person purchased 10,000 shares of Common Stock and accompanying warrant to purchase 5,000 shares of Common Stock in the Issuer's initial public offering ("IPO") at a combined purchase price $5.00 per share and accompanying warrant. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2023-01-03 | C | A | 6,479 | $4.00 | 16,479 | D | — | — | |
| 3 | Derivative | 6% Convertible Note | 2023-01-03 | C | D | — | $0.00 | 6,479 | D | $4.00 · — to — | 6,479 Common Stock, par value $0.0001 per share | (F2) Upon the closing of the Issuer's IPO, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.00, or 80% of the IPO price. The Reporting Person held a Convertible Note for $25,000 that accrued interest at 6% per annum. |
| 4 | Derivative | Warrant to Purchase Common Stock | 2023-01-03 | P | A | 5,000 | — | 9,479 | D | $7.50 · 2023-01-03 to 2025-01-03 | 5,000 Common Stock, par value $0.0001 per share | (F1) Reporting Person purchased 10,000 shares of Common Stock and accompanying warrant to purchase 5,000 shares of Common Stock in the Issuer's initial public offering ("IPO") at a combined purchase price $5.00 per share and accompanying warrant. |