Form 4 for INSE Inspired Entertainment, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-30 · accession 0001493152-23-000382 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2022-12-30 | INSE | PIERCE BROOKS H | Pres, COO | F - Tax | $12.67 | -76.3K | 104.4K | -42% | -$967.3K |
| D | 2023-01-04 | 2022-12-30 | INSE | PIERCE BROOKS H | Pres, COO | M - OptEx | $0.00 | +178.7K | 180.7K | +8,935% | $0 |
| DM | 2023-01-04 | 2022-12-30 | INSE | PIERCE BROOKS H | Pres, COO | M - OptEx | $0.00 | -178.7K | 12.2K | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | F | D | 76,345 | $12.67 | 104,363 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-30 | M | A | 178,708 | $0.00 | 180,708 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-12-30 | M | D | 40,519 | $0.00 | 0 | D | — · — to — | 40,519 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F6) These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022. |
| 4 | Derivative | Performance Restricted Stock Units | 2022-12-30 | M | D | 45,195 | $0.00 | 50,000 | D | — · — to — | 45,195 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F5) These performance restricted stock units were granted on February 17, 2020. The first two tranches were conditioned on attainment of pre-established performance criteria for 2020 and 2021 and vested on December 30, 2022. The two remaining tranches are conditioned on attainment of pre-established performance criteria for 2022 and 2023 (25,000 target units for each such year). |
| 5 | Derivative | Restricted Stock Units | 2022-12-30 | M | D | 11,905 | $0.00 | 11,905 | D | — · — to — | 11,905 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F7) These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023. |
| 6 | Derivative | Restricted Stock Units | 2022-12-30 | M | D | 75,000 | $0.00 | 25,000 | D | — · — to — | 75,000 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F4) These restricted stock units were granted on February 17, 2020. Three-quarters of the units vested on December 30, 2022 and the balance is scheduled to vest on December 31, 2023. |
| 7 | Derivative | Restricted Stock Units | 2022-12-30 | M | D | 6,089 | $0.00 | 12,178 | D | — · — to — | 6,089 Common Stock | (F1) Represents conversion of restricted stock units into shares of common stock on a one-for-one basis. (F8) These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024. |