Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2023-01-17 00:00:00 ET · period of report 2023-01-13 · accession 0001493152-23-001625 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-17 | 2023-01-13 | OPTT | Stratmann Philipp | Pres, CEO, Dir | F - Tax | $0.74 | -7,203 | 97.5K | -7% | -$5,330 |
| D | 2023-01-17 | 2023-01-13 | OPTT | Stratmann Philipp | Pres, CEO, Dir | M - OptEx | $0.74 | +21.0K | 104.7K | +25% | +$15.5K |
| D | 2023-01-17 | 2022-01-14 | OPTT | Stratmann Philipp | Pres, CEO, Dir | M - OptEx | $0.00 | -21.0K | 42.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-13 | F | D | 7,203 | $0.74 | 97,459 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-13 | M | A | 21,000 | $0.74 | 104,662 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-01-14 | M | D | 21,000 | $0.00 | 42,000 | D | — · — to — | 21,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. (F2) Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. |