Form 4 for SCNX Scienture Holdings, Inc.
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-16 · accession 0001493152-23-002029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-20 | 2023-01-16 | SCNX | PETERSON MICHAEL L | Dir | A - Grant | $0.00 | +100.0K | 118.9K | +528% | $0 |
| D | 2023-01-20 | 2023-01-16 | SCNX | PETERSON MICHAEL L | Dir | A - Grant | $0.00 | +135.8K | 135.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-01-16 | A | A | 100,000 | $0.00 | 118,940 | D | — | — | (F2) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer and Chairperson of the Audit Committee. Issued under the Issuer's Amended and Restated 2019 Equity Incentive Plan. |
| 2 | Derivative | Stock Option | 2023-01-16 | A | A | 135,802 | $0.00 | 135,802 | D | $0.41 · — to 2033-01-16 | 135,802 Common Stock | (F2) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer and Chairperson of the Audit Committee. Issued under the Issuer's Amended and Restated 2019 Equity Incentive Plan. (F3) The options vest at the rate of 1/2 of such options per year, on January 4, 2024 and 2025, subject to the recipient's continued service to the Issuer. Exempt pursuant to Rule 16b-3. |