Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2023-01-23 00:00:00 ET · period of report 2023-01-19 · accession 0001493152-23-002211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-23 | 2023-01-19 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +372.5K | 13.73M | +3% | $0 |
| D | 2023-01-23 | 2023-01-20 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $0.57 | -102.6K | 13.62M | -0.7% | -$58.5K |
| DM | 2023-01-23 | 2019-12-22+ | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $0.08 | +3.00M | 3.00M | New | +$240.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-19 | A | A | 156,250 | $0.00 | 13,509,802 | D | — | — | (F1) Represents Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2023-01-19 | A | A | 156,250 | $0.00 | 13,666,052 | D | — | — | (F1) Represents Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan. |
| 3 | Common | Common Stock | 2023-01-20 | F | D | 102,607 | $0.57 | 13,623,445 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 4 | Common | Common Stock | 2023-01-19 | A | A | 60,000 | $0.00 | 13,726,052 | D | — | — | (F2) Represents Common Stock awarded under the terms of employment agreement. |
| 5 | Derivative | Warrants | 2019-12-22 | P | A | 1,000,000 | $0.08 | 1,000,000 | D | $0.08 · 2019-12-22 to 2024-10-31 | 1,000,000 Common Stock | |
| 6 | Derivative | Warrants | 2020-01-16 | P | A | 2,000,000 | $0.08 | 3,000,000 | D | $0.08 · 2020-01-16 to 2024-10-31 | 2,000,000 Common stock |