Form 4 for ENSC Ensysce Biosciences, Inc.
Accepted 2023-02-01 00:00:00 ET · period of report 2022-12-09 · accession 0001493152-23-003343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2022-12-09 | ENSC | GOWER BOB G | Dir | P - Purchase | $1.40 | +357.1K | 753.1K | +90% | +$500.0K |
| D | 2023-02-01 | 2022-12-09 | ENSC | GOWER BOB G | Dir | A - Grant | — | +714.3K | 716.4K | +34,357% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | P | A | 357,143 | $1.40 | 753,095 | D | — | — | (F1) On October 28, 2022, Ensysce Biosciences, Inc. (the "Company"), pursuant to an amendment to the Company's Third Amended and Restated Certificate of Incorporation, effectuated a one-for-twenty reverse stock split of the Company's common stock, par value $0.0001 (the "Common Stock"). (F2) On December 9, 2022, Mr. Gower purchased 357,143 shares of Common Stock at a price of $1.40 per share. |
| 2 | Derivative | Warrants | 2022-12-09 | A | A | 714,286 | — | 716,365 | D | $1.40 · — to 2027-12-09 | 714,286 Common Stock | (F1) On October 28, 2022, Ensysce Biosciences, Inc. (the "Company"), pursuant to an amendment to the Company's Third Amended and Restated Certificate of Incorporation, effectuated a one-for-twenty reverse stock split of the Company's common stock, par value $0.0001 (the "Common Stock"). (F3) On December 9, 2022, Mr. Gower purchased 357,143 warrants to purchase 714,286 shares of Common Stock with an exercise price of $1.40 per share (the "Warrants") in an underwritten offering further described on the Company's Prospectus filed pursuant to Rule 424(b)(4) (File No. 333-268038) filed with the Commission on December 9, 2022. The Warrants are immediately exercisable and may be exercised until five years from the date of issuance. |