Form 4 for CCLD CareCloud, Inc.
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0001493152-23-003446 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-01-31 | CCLD | ROTH NORMAN | Ctrl | F - Tax | $3.60 | -1,750 | 77.5K | -2% | -$6,300 |
| D | 2023-02-02 | 2023-01-31 | CCLD | ROTH NORMAN | Ctrl | M - OptEx | $0.00 | +5,000 | 79.3K | +7% | $0 |
| D | 2023-02-02 | 2023-01-31 | CCLD | ROTH NORMAN | Ctrl | M - OptEx | $0.00 | -5,000 | 12.0K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | F | D | 1,750 | $3.60 | 77,525 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-31 | M | A | 5,000 | $0.00 | 79,275 | D | — | — | (F1) Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023. |
| 3 | Derivative | Restricted Stock Unit | 2023-01-31 | M | D | 5,000 | $0.00 | 12,000 | D | $0.00 · — to — | 5,000 Common Stock | (F1) Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023. |