Form 4 for CCLD CareCloud, Inc.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001493152-23-006048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | CCLD | KORN BILL | CFO | F - Tax | $25.08 | -4,600 | 5,400 | -46% | -$115.4K |
| D | 2023-02-24 | 2023-02-22 | CCLD | KORN BILL | CFO | M - OptEx | $0.00 | +10.0K | 10.0K | New | $0 |
| D | 2023-02-24 | 2023-02-22 | CCLD | KORN BILL | CFO | D - Sale to Iss | $0.00 | -10.0K | 0 | -100% | $0 |
| D | 2023-02-24 | 2023-02-22 | CCLD | KORN BILL | CFO | A - Grant | $0.00 | +10.0K | 10.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2023-02-22 | F | D | 4,600 | $25.08 | 5,400 | D | — | — | |
| 2 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2023-02-22 | M | A | 10,000 | $0.00 | 10,000 | D | — | — | (F1) Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |
| 3 | Derivative | Restricted Stock Unit | 2023-02-22 | D | D | 10,000 | $0.00 | 0 | D | $0.00 · — to — | 10,000 Series B Cumulative Redeemable Perpetual Preferred Stock | (F1) Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |
| 4 | Derivative | Restricted Stock Unit | 2023-02-22 | A | A | 10,000 | $0.00 | 10,000 | D | $0.00 · — to — | 10,000 Series B Cumulative Redeemable Perpetual Preferred Stock | (F3) The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets. |