Form 4 for CCLD CareCloud, Inc.
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001493152-23-006618 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-03-01 | CCLD | Blanche Kimberly J. | GC, Sec | M - OptEx | $0.00 | +5,250 | 22.1K | +31% | $0 |
| D | 2023-03-02 | 2023-03-01 | CCLD | Blanche Kimberly J. | GC, Sec | F - Tax | $3.60 | -1,837 | 20.3K | -8% | -$6,613 |
| D | 2023-03-02 | 2023-03-01 | CCLD | Blanche Kimberly J. | GC, Sec | M - OptEx | $0.00 | -5,250 | 37.0K | -12% | $0 |
| D | 2023-03-02 | 2023-02-28 | CCLD | Blanche Kimberly J. | GC, Sec | A - Grant | $0.00 | +30.2K | 42.2K | +252% | $0 |
| D | 2023-03-02 | 2023-03-01 | CCLD | Blanche Kimberly J. | GC, Sec | D - Sale to Iss | $0.00 | -1,750 | 35.2K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 5,250 | $0.00 | 22,150 | D | — | — | (F2) Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 1,837 | $3.60 | 20,313 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-03-01 | M | D | 5,250 | $0.00 | 36,967 | D | $0.00 · — to — | 5,250 Common Stock | (F2) Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024. |
| 4 | Derivative | Restricted Stock Unit | 2023-02-28 | A | A | 30,217 | $0.00 | 42,217 | D | $0.00 · — to — | 30,217 Common Stock | (F1) The restricted stock unit was granted on February 28, 2023, of which 6,417 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2023-03-01 | D | D | 1,750 | $0.00 | 35,217 | D | $0.00 · — to — | 1,750 Common Stock | (F3) On March 1, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer. |