Form 4 for AIM AIM ImmunoTech Inc.
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001493152-23-007238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-10 | AIM | APPELROUTH STEWART | Dir | J - Other | $1.23 | -68.2K | 148.9K | -31% | -$83.9K |
| DM | 2023-03-10 | 2023-03-08 | AIM | APPELROUTH STEWART | Dir | J - Other | $0.00 | +89.6K | 150 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | J | D | 68,208 | $1.23 | 148,855 | D | — | — | (F6) Cost basis of the weighted average share price. |
| 2 | Derivative | Options | 2023-03-08 | J | A | 2,568 | $0.00 | 2,568 | D | $16.28 · 2023-03-08 to 2028-02-13 | 2,568 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 3 | Derivative | Options | 2023-03-08 | J | A | 1,136 | $0.00 | 1,136 | D | $16.72 · 2023-03-08 to 2028-04-12 | 1,136 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 4 | Derivative | Options | 2023-03-08 | J | A | 1,136 | $0.00 | 1,136 | D | $13.20 · 2023-03-08 to 2028-05-16 | 1,136 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 5 | Derivative | Options | 2023-03-08 | J | A | 1,728 | $0.00 | 1,728 | D | $13.20 · 2023-03-08 to 2028-05-16 | 1,728 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 6 | Derivative | Options | 2023-03-08 | J | A | 1,115 | $0.00 | 1,115 | D | $13.64 · 2023-03-08 to 2028-07-18 | 1,115 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 7 | Derivative | Options | 2023-03-08 | J | A | 1,963 | $0.00 | 1,963 | D | $9.68 · 2023-03-08 to 2028-10-17 | 1,963 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 8 | Derivative | Options | 2023-03-08 | J | A | 11 | $0.00 | 11 | D | $9.68 · 2023-03-08 to 2028-11-14 | 11 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 9 | Derivative | Options | 2023-03-08 | J | A | 2,356 | $0.00 | 2,356 | D | $9.68 · 2023-03-08 to 2029-01-28 | 2,356 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 10 | Derivative | Options | 2023-03-08 | J | A | 568 | $0.00 | 568 | D | $9.68 · 2023-03-08 to 2029-01-28 | 568 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 11 | Derivative | Options | 2023-03-08 | J | A | 25,000 | $0.00 | 25,000 | D | $2.77 · 2023-03-08 to 2030-08-12 | 25,000 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. |
| 12 | Derivative | Options | 2023-03-08 | J | A | 25,000 | $0.00 | 25,000 | D | $1.71 · 2023-03-08 to 2031-11-11 | 25,000 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. |
| 13 | Derivative | Options | 2023-03-08 | J | A | 25,000 | $0.00 | 25,000 | D | $0.7 · 2023-03-08 to 2032-03-03 | 25,000 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. |
| 14 | Derivative | Options | 2023-03-08 | J | A | 338 | $0.00 | 338 | D | $15.84 · 2023-03-08 to 2027-08-31 | 338 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 15 | Derivative | Options | 2023-03-08 | J | A | 295 | $0.00 | 295 | D | $18.04 · 2023-03-08 to 2027-08-15 | 295 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 16 | Derivative | Options | 2023-03-08 | J | A | 287 | $0.00 | 287 | D | $18.48 · 2023-03-08 to 2027-07-31 | 287 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 17 | Derivative | Options | 2023-03-08 | J | A | 250 | $0.00 | 250 | D | $21.12 · 2023-03-08 to 2027-07-15 | 250 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 18 | Derivative | Options | 2023-03-08 | J | A | 196 | $0.00 | 196 | D | $21.56 · 2023-03-08 to 2027-06-30 | 196 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 19 | Derivative | Options | 2023-03-08 | J | A | 196 | $0.00 | 196 | D | $21.56 · 2023-03-08 to 2027-06-15 | 196 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 20 | Derivative | Options | 2023-03-08 | J | A | 163 | $0.00 | 163 | D | $25.96 · 2023-03-08 to 2027-05-31 | 163 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 21 | Derivative | Options | 2023-03-08 | J | A | 143 | $0.00 | 143 | D | $29.48 · 2023-03-08 to 2027-04-30 | 143 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |
| 22 | Derivative | Options | 2023-03-08 | J | A | 150 | $0.00 | 150 | D | $28.16 · 2023-03-08 to 2027-05-15 | 150 CommonStock | (F1) Replacement for previously issued options. (F3) Date of re-issuance. (F2) Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof. |