Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2023-04-20 00:00:00 ET · period of report 2023-04-18 · accession 0001493152-23-013096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-20 | 2023-04-19 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $0.84 | -76.6K | 13.86M | -0.5% | -$64.4K |
| DM | 2023-04-20 | 2023-04-18 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +312.5K | 13.94M | +2% | $0 |
| DM | 2023-04-20 | 2019-12-22+ | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $0.08 | +3.00M | 3.00M | New | +$240.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-19 | F | D | 76,620 | $0.84 | 13,859,325 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 2 | Common | Common Stock | 2023-04-18 | A | A | 156,250 | $0.00 | 13,779,695 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan. |
| 3 | Common | Common Stock | 2023-04-18 | A | A | 156,250 | $0.00 | 13,935,945 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan. |
| 4 | Derivative | Warrants | 2019-12-22 | P | A | 1,000,000 | $0.08 | 1,000,000 | D | $0.08 · 2019-12-22 to 2024-10-31 | 1,000,000 Common Stock | |
| 5 | Derivative | Warrants | 2020-01-16 | P | A | 2,000,000 | $0.08 | 3,000,000 | D | $0.08 · 2020-01-16 to 2024-10-31 | 2,000,000 Common stock |