Form 4 for PROP Prairie Operating Co.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001493152-23-015706 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-05 | 2023-05-03 | PROP | MAATTA JOHN D | CEO, Interim CFO, Dir | C - Cnv Deriv | $0.18 | +8.32M | 8.34M | +41,595% | +$1.50M |
| D | 2023-05-05 | 2023-05-03 | PROP | MAATTA JOHN D | CEO, Interim CFO, Dir | A - Grant | $0.18 | +72.9K | 8.41M | +0.9% | +$13.1K |
| DM | 2023-05-05 | 2019-01-23+ | PROP | MAATTA JOHN D | CEO, Interim CFO, Dir | A - Grant | $0.00 | +120.0K | 120.0K | New | $0 |
| D | 2023-05-05 | 2023-05-03 | PROP | MAATTA JOHN D | CEO, Interim CFO, Dir | C - Cnv Deriv | $10.00 | -124.2K | 0 | -100% | -$1.24M |
| DM | 2023-05-05 | 2023-05-03 | PROP | MAATTA JOHN D | CEO, Interim CFO, Dir | P - Purchase | $0.0875 | +571.5K | 285.7K | New | +$50.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | C | A | 8,318,949 | $0.18 | 8,338,949 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-03 | A | A | 72,857 | $0.18 | 8,411,806 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2019-01-23 | A | A | 20,000 | $0.00 | 20,000 | D | $0.25 · 2019-01-23 to 2024-01-22 | 20,000 Common Stock | |
| 4 | Derivative | Stock Option (Right to Buy) | 2020-08-03 | A | A | 100,000 | $0.00 | 120,000 | D | $0.25 · 2020-08-03 to 2025-08-02 | 10,000 Common Stock | |
| 5 | Derivative | Series A Preferred Stock | 2023-05-03 | C | D | 124,236 | $10.00 | 0 | D | $0.18 · 2019-01-23 to — | 8,318,949 Common Stock | (F1) Includes $312,136 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. (F2) The preferred stock has no expiration date. |
| 6 | Derivative | Series D Convertible Preferred Stock | 2023-05-03 | P | A | 50 | $1,000.00 | 50 | D | $0.18 · 2023-05-03 to — | 285,714 Common Stock | (F2) The preferred stock has no expiration date. |
| 7 | Derivative | A Common Stock Purchase Warrant | 2023-05-03 | P | A | 285,714 | $0.00 | 285,715 | D | $0.21 · 2023-05-03 to 2024-08-03 | 285,714 Common Stock | |
| 8 | Derivative | B Common Stock Purchase Warrant | 2023-05-03 | P | A | 285,714 | $0.00 | 285,714 | D | $0.21 · 2023-05-03 to 2028-08-03 | 285,714 Common Stock |