Form 4 for MARA MARA Holdings, Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2021-12-27 · accession 0001493152-23-017884 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-17 | 2022-12-28+ | MARA | SWAMI ASHU | Chief Technical Off | C - Cnv Deriv | $4.32 | +18.5K | 18.5K | New | +$79.8K |
| DM | 2023-05-17 | 2022-12-28+ | MARA | SWAMI ASHU | Chief Technical Off | D - Sale to Iss | $4.26 | -25.0K | 55.0K | -31% | -$106.5K |
| DM | 2023-05-17 | 2021-12-27+ | MARA | SWAMI ASHU | Chief Technical Off | A - Grant | $31.03 | +105.0K | 80.0K | New | +$3.26M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-28 | C | A | 14,601 | $3.20 | 14,601 | D | — | — | (F5) Amount in column (4) is net of shares sold for tax purposes. (F3) Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. |
| 2 | Common | Common Stock | 2023-03-30 | C | A | 3,890 | $8.51 | 18,491 | D | — | — | |
| 3 | Derivative | RSUs | 2022-12-28 | D | D | 20,000 | $3.20 | 60,000 | D | $0.00 · — to — | 20,000 Common | (F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500. |
| 4 | Derivative | RSUs | 2023-03-30 | A | A | 5,000 | $8.51 | 60,000 | D | $0.00 · — to — | 80,000 Common | (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500. |
| 5 | Derivative | RSUs | 2023-03-30 | D | D | 5,000 | $8.51 | 55,000 | D | $0.00 · — to — | 5,000 Common | (F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500. |
| 6 | Derivative | RSUs | 2021-12-27 | A | A | 80,000 | $39.40 | 80,000 | D | $0.00 · — to — | 80,000 Common | (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500. |
| 7 | Derivative | RSUs | 2022-12-28 | A | A | 20,000 | $3.20 | 80,000 | D | $0.00 · — to — | 80,000 Common | (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500. |