Form 4 for MARA MARA Holdings, Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-01-16 · accession 0001493152-23-017890 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-17 | 2023-01-16 | MARA | James Sarita M. | Dir | C - Cnv Deriv | $7.68 | +18.8K | 37.5K | +100% | +$144.3K |
| D | 2023-05-17 | 2023-01-16 | MARA | James Sarita M. | Dir | A - Grant | $7.68 | +32.6K | 32.6K | New | +$250.0K |
| D | 2023-05-17 | 2023-01-16 | MARA | James Sarita M. | Dir | D - Sale to Iss | $7.68 | -32.6K | 0 | -100% | -$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-16 | C | A | 18,788 | $7.68 | 37,519 | D | — | — | (F3) Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. (F5) Amount in column (4) is net of shares sold for tax purposes. |
| 2 | Derivative | RSUs | 2023-01-16 | A | A | 32,552 | $7.68 | 32,552 | D | $0.00 · — to — | 32,552 Common | (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. |
| 3 | Derivative | RSUs | 2023-01-16 | D | D | 32,552 | $7.68 | 0 | D | $0.00 · — to — | 32,552 Common | (F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F4) Immediate vesting. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. |