Form 4 for MARA MARA Holdings, Inc.

Accepted 2023-05-17 00:00:00 ET · period of report 2022-07-26 · accession 0001493152-23-017892 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2023-05-17	2022-07-26+	MARA	Thiel Frederick G	CEO, Dir	C - Cnv Deriv	$10.36	+85.7K	239.9K	+56%	+$887.9K
DM	2023-05-17	2022-07-26+	MARA	Thiel Frederick G	CEO, Dir	A - Grant	$9.17	+666.6K	166.6K	New	+$6.12M
DM	2023-05-17	2022-07-26+	MARA	Thiel Frederick G	CEO, Dir	D - Sale to Iss	$10.36	-166.6K	166.6K	-50%	-$1.73M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-07-26	C	A	22,074	$10.11	208,749	D	—	—	(F3) Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. (F5) Amount in column (4) is net of shares sold for tax purposes.
2	Common	Common Stock	2022-11-01	C	A	21,266	$13.11	192,515	D	—	—
3	Common	Common Stock	2023-01-30	C	A	20,825	$8.75	218,340	D	—	—
4	Common	Common Stock	2023-04-26	C	A	21,536	$9.46	239,876	D	—	—
5	Derivative	RSUs	2022-11-01	A	A	41,650	$13.11	249,900	D	$0.00 · — to —	500,000 Common	(F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
6	Derivative	RSUs	2022-11-01	D	D	41,650	$13.11	249,900	D	$0.00 · — to —	41,650 Common	(F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
7	Derivative	RSUs	2022-07-26	D	D	41,650	$10.11	291,550	D	$0.00 · — to —	41,650 Common	(F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
8	Derivative	RSUs	2022-07-26	A	A	41,650	$10.11	291,550	D	$0.00 · — to —	500,000 Common	(F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
9	Derivative	RSUs	2023-01-30	A	A	41,650	$8.75	208,250	D	$0.00 · — to —	500,000 Common	(F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
10	Derivative	RSUs	2023-05-01	A	A	500,000	$8.78	666,600	D	$0.00 · — to —	500,000 Common	(F6) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows donated as "D" in column 4. (F4) Immediate vesting.
11	Derivative	RSUs	2023-01-30	D	D	41,650	$8.75	208,250	D	$0.00 · — to —	41,650 Common	(F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
12	Derivative	RSUs	2023-04-26	A	A	41,650	$9.46	166,600	D	$0.00 · — to —	500,000 Common	(F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.
13	Derivative	RSUs	2023-04-26	D	D	41,650	$9.46	166,600	D	$0.00 · — to —	41,650 Common	(F1) Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. (F2) On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 41,650 RSUs were issued and automatically vested on 7/26/22 bringing total RSUs acquired from 333,200 to 291,550, then on 11/1/2022 from 291,550 to 249,900, then on 1/30/2023 from 249,900 to 208,250 and again on 4/26/2023 from 208,250 to 166,600. (F4) Immediate vesting.