InsiderTrades

Form 4 for CISO CISO Global, Inc.

Accepted 2023-05-24 00:00:00 ET · period of report 2020-12-22 · accession 0001493152-23-018928 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2023-05-24 2021-12-31 CISO McCain Andrew K Dir C - Cnv Deriv $2.00 +1.50M 3.00M +100% +$3.00M
DI 2023-05-24 2020-12-22 CISO McCain Andrew K Dir P - Purchase $2.00 +250.0K 1.50M +20% +$500.0K
DI 2023-05-24 2021-12-31 CISO McCain Andrew K Dir C - Cnv Deriv — 0 — New —
DI 2023-05-24 2020-12-23 CISO McCain Andrew K Dir P - Purchase — 0 0 New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $0.00001 2021-12-31 C A 1,500,000 $2.00 3,000,000 I Hensley & Company — — (F1) The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
2 Common Common Stock, par value $0.00001 2020-12-22 P A 250,000 $2.00 1,500,000 I Hensley & Company — — (F1) The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
3 Derivative 6.0% Unsecured Convertible Note 2021-12-31 C A — $0.00 — I Hensley & Company $2.00 · 2020-12-23 to 2021-12-31 1,500,000 Common Stock, par value $0.00001 (F1) The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
4 Derivative 6.0% Unsecured Convertible Note 2020-12-23 P A — $3,000,000.00 0 I Hensley & Company $2.00 · 2020-12-23 to 2021-12-31 1,500,000 Common Stock, par value $0.00001 (F3) Represents the original principal amount of the 6.0% Unsecured Convertible Note (the "Note") and excludes interest. Interest on the Note was payable monthly at a rate of 6.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person had the right to convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $2.00 per share. The conversion price was subject to adjustment for subdivision or consolidation of shares and other standard dilutive events. (F1) The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.