Form 4 for ATLX Atlas Lithium Corp
Accepted 2023-05-26 00:00:00 ET · period of report 2023-04-11 · accession 0001493152-23-019353 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-26 | 2023-05-26 | ATLX | Fogassa Marc | CEO, Dir, 10% | A - Grant | $0.00 | +29.7K | 3.10M | +1.0% | $0 |
| D | 2023-05-26 | 2023-04-11 | ATLX | Fogassa Marc | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +2.85M | 3.07M | +1,305% | $0 |
| D | 2023-05-26 | 2023-04-11 | ATLX | Fogassa Marc | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -214.0K | 0 | -100% | $0 |
| DM | 2023-05-26 | 2023-02-01+ | ATLX | Fogassa Marc | CEO, Dir, 10% | A - Grant | $0.00 | +10.0K | 2,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-26 | A | A | 29,678 | $0.00 | 3,101,667 | D | — | — | (F2) Represents performance shares that were earned pursuant to the terms of a performance share award granted on May 26, 2023, upon ratification by the Board of Directors of the Issuer of the performance results for the period ending December 31, 2022. |
| 2 | Common | Common Stock | 2023-04-11 | C | A | 2,853,413 | $0.00 | 3,071,989 | D | — | — | (F1) Each share of Series D Convertible Preferred Stock is immediately convertible into Common Stock of the Issuer. The shares of Series D Convertible Preferred Stock were issued on September 15, 2021 in connection with the satisfaction and cancellation of convertible notes issued to the reporting person. |
| 3 | Derivative | Series D Convertible Preferred Stock | 2023-04-11 | C | D | 214,006 | $0.00 | 0 | D | $0.00 · — to — | 2,853,413 Common Stock | (F1) Each share of Series D Convertible Preferred Stock is immediately convertible into Common Stock of the Issuer. The shares of Series D Convertible Preferred Stock were issued on September 15, 2021 in connection with the satisfaction and cancellation of convertible notes issued to the reporting person. |
| 4 | Derivative | Series D Convertible Preferred Stock Options | 2023-02-01 | A | A | 2,500 | $0.00 | 2,500 | D | $0.1 · 2023-02-01 to 2033-01-31 | 33,333.33 Common Stock | |
| 5 | Derivative | Series D Convertible Preferred Stock Options | 2023-05-01 | A | A | 2,500 | $0.00 | 2,500 | D | $0.1 · 2023-05-01 to 2033-04-30 | 33,333.33 Common Stock | |
| 6 | Derivative | Series D Convertible Preferred Stock Options | 2023-04-01 | A | A | 2,500 | $0.00 | 2,500 | D | $0.1 · 2023-04-01 to 2033-03-31 | 33,333.33 Common Stock | |
| 7 | Derivative | Series D Convertible Preferred Stock Options | 2023-03-01 | A | A | 2,500 | $0.00 | 2,500 | D | $0.1 · 2023-03-01 to 2033-02-28 | 33,333.33 Common Stock |